At APX Lending, we operate under strict regulatory oversight and best practices to ensure transparency, security, and compliance for all of our clients.

Canadian Securities Administrators (CSA)

The CSA is the umbrella organization of Canada’s provincial and territorial securities regulators. Its role is to:

• Protect investors from unfair or fraudulent practices

• Promote fair and efficient capital markets

• Harmonize securities regulation across Canada through the passport system

CSA also oversees systems like SEDAR+ (public filings), SEDI (insider reporting), and NRD (registration for dealers and advisors).
Learn more: About the CSA

FINTRAC (Canada)

FINTRAC is Canada’s financial intelligence unit. APX Lending is registered with FINTRAC and complies with all anti-money laundering (AML) and counter-terrorist financing (CTF) requirements.
Learn more: FINTRAC

FinCEN (United States)

In the U.S., APX Lending complies with regulations set out by the Financial Crimes Enforcement Network (FinCEN), part of the U.S. Treasury. FinCEN enforces AML and CTF standards for financial institutions.
Learn more: FinCEN

SOC 2 Compliance

APX Lending is SOC 2 compliant, meaning our internal systems and processes meet independent standards for data security, confidentiality, and operational integrity.